Full metadata record
DC FieldValueLanguage
dc.contributorDepartment of Electronic and Information Engineeringen_US
dc.contributor.advisorYu, Changyuan (EIE)en_US
dc.creatorLuo, Huaijian-
dc.identifier.urihttps://theses.lib.polyu.edu.hk/handle/200/12124-
dc.languageEnglishen_US
dc.publisherHong Kong Polytechnic Universityen_US
dc.rightsAll rights reserveden_US
dc.titleIntelligent algorithms enabled optical network monitoring and optimizationen_US
dcterms.abstractIn this thesis, we proposed three intelligent algorithms for power optimization and optical performance monitoring (OPM), respectively, to intelligently achieve maximum transmission capacity and optical multi-parameter monitoring for coherent fiber optic communication networks.en_US
dcterms.abstractFor launch power optimization, we propose using the optimization algorithm, simulated annealing (SA) algorithm, to find the optimal set of power parameters (power slopes and offsets) of the three communication bands (C+L+S band). The goal is to maximize the transmission capacity by considering dynamic Raman gain and channel-dependent parameters in ultra-wideband wavelength-division multiplexing (UWB WDM) systems. We show that, compared to brute-force searching (BFS), the SA algorithm can achieve a comparable and even higher transmission capacity. Meanwhile, the SA algorithm's searching speed is much faster. Different optimizing strategies can also be used to balance the capacity-spectral flatness trade-off. Moreover, this method can be used to optimize the launch power distribution for arbitrary optical fiber UWB WDM systems.en_US
dcterms.abstractFor optical performance monitoring, a cost-effective deep learning-assisted scheme is proposed to simultaneously achieve modulation format identification (MFI), baud rate identification (BRI), chromatic dispersion identification (CDI), and optical signal-to-noise ratio (OSNR) estimation of optical signals. This method is based on multi-task learning (MTL) neural network model with adaptive asynchronous delay tap plot (AADTP) and asynchronous amplitude histogram (AAH) by direct detection in the intermediate nodes of optical networks. This scheme is transparent to the baud rate. In comparison to a single input, the combined inputs of AADTP and AAH improve the accuracies of the MTL model. Signals in two formats, two baud rates, and three CD situations are used to verify this scheme. MFI, BRI, and CDI have the best accuracies of 100%, 99.81%, and 99.83%, respectively. Meanwhile, the average mean absolute error (MAE) of OSNR estimation is 0.2867 dB. This method is cost-effective and practical to be applied at intermediate nodes to construct smart optical networks.en_US
dcterms.abstractThe other novel OPM method based on Fourier transform spectrum analysis (FTSA) is designed for OSNR estimation, modulation format, and baud rate identification (MF-BRI) in the presence of fiber nonlinearities. The FTSA, which consists of two-stage Mach-Zehnder interferometer (MZI) arrays, is used to obtain interference intensities, which reflect the spectral features of signals. Then, without knowing the configuration of the communication network, the mapping between the OPM parameters and modulated interference intensity (MII) is characterized using artificial neural networks (ANNs). The results demonstrate that optical performance parameters can be monitored simultaneously. Meanwhile, under complex transmission conditions with frequency offsets and delay jitters, the accuracy of MF-BRI is 94.8%, and most (over 86%) OSNR monitoring errors are less than 1 dB. The FTSA can also be fabricated on a silicon on insulator (SOI) platform with a large fabrication tolerance and has a wide working bandwidth to support the entire optical communication band. As a result, the proposed OPM method is capable of integration and miniaturization, and it is promising to be widely deployed at intermediate nodes of optical fiber networks.en_US
dcterms.extentxxiv, 147 pages : color illustrationsen_US
dcterms.isPartOfPolyU Electronic Thesesen_US
dcterms.issued2022en_US
dcterms.educationalLevelPh.D.en_US
dcterms.educationalLevelAll Doctorateen_US
dcterms.LCSHOptical fiber communicationen_US
dcterms.LCSHFiber opticsen_US
dcterms.LCSHHong Kong Polytechnic University -- Dissertationsen_US
dcterms.accessRightsopen accessen_US

Files in This Item:
File Description SizeFormat 
6587.pdfFor All Users11.91 MBAdobe PDFView/Open


Copyright Undertaking

As a bona fide Library user, I declare that:

  1. I will abide by the rules and legal ordinances governing copyright regarding the use of the Database.
  2. I will use the Database for the purpose of my research or private study only and not for circulation or further reproduction or any other purpose.
  3. I agree to indemnify and hold the University harmless from and against any loss, damage, cost, liability or expenses arising from copyright infringement or unauthorized usage.

By downloading any item(s) listed above, you acknowledge that you have read and understood the copyright undertaking as stated above, and agree to be bound by all of its terms.

Show simple item record

Please use this identifier to cite or link to this item: https://theses.lib.polyu.edu.hk/handle/200/12124