Full metadata record
DC FieldValueLanguage
dc.contributorDepartment of Computingen_US
dc.contributor.advisorLi, Maggie (COMP)en_US
dc.creatorWang, Jiashuo-
dc.identifier.urihttps://theses.lib.polyu.edu.hk/handle/200/14153-
dc.languageEnglishen_US
dc.publisherHong Kong Polytechnic Universityen_US
dc.rightsAll rights reserveden_US
dc.titleEmotionally intelligent conversational agents: from understanding to interactionen_US
dcterms.abstractTo advance artificial intelligence, it is essential to equip machines with emotional intelligence, thereby enhancing human-AI communication and relationships. In this thesis, I present our work on building emotionally intelligent conversational agents, focusing on three key themes: empathetic understanding, reliable responding, and engaging interaction.en_US
dcterms.abstractFor empathetic understanding, we propose two models, GREC and CARE, which are designed to generate empathetic responses by interpreting user emotions and the underlying emotional causalities through graph-based structures. While GREC reasons over an external commonsense knowledge graph, CARE integrates causal relationship inference directly within the model. To ensure reliable responding, we address two challenges. First, we introduce d-PM, a method to learn user preferences while accounting for individual disagreements, and align conversational agents accordingly. Second, to mitigate unhelpful responses that could hinder emotional support, we propose Muffin, a framework that reduces the likelihood of such responses by leveraging multi-faceted AI feedback. These two works are complementary, where one increases user satisfaction and the other mitigates unhelpfulness. Both methods are model-agnostic and can enhance transformer-based models, including state-of-the-art ones. The last theme centers on engaging interaction in emotionally intelligent conversational agents. We present two works: one for evaluation and one for model alignment. Since conversation engagement reflects the overall experience of an entire dialogue and involving real human users can be costly, we employ model-simulated users in our studies. First, we propose ClientCAST, a framework to evaluate LLM-based therapists. After interacting with the conversational agents, simulated clients complete questionnaires to assess the overall conversational engagement. Second, to enhance engagement, we align conversational agents with conversations that are likely to produce higher engagement levels. This is achieved through Monte Carlo Tree Search for interaction, which identifies dialogue trajectories associated with greater user engagement.en_US
dcterms.abstractTogether, these contributions offer a comprehensive approach to building emotionally intelligent conversational agents that are empathetic, reliable, and engaging.en_US
dcterms.extent178 pages : color illustrationsen_US
dcterms.isPartOfPolyU Electronic Thesesen_US
dcterms.issued2025en_US
dcterms.educationalLevelPh.D.en_US
dcterms.educationalLevelAll Doctorateen_US
dcterms.accessRightsopen accessen_US

Files in This Item:
File Description SizeFormat 
8607.pdfFor All Users6.51 MBAdobe PDFView/Open


Copyright Undertaking

As a bona fide Library user, I declare that:

  1. I will abide by the rules and legal ordinances governing copyright regarding the use of the Database.
  2. I will use the Database for the purpose of my research or private study only and not for circulation or further reproduction or any other purpose.
  3. I agree to indemnify and hold the University harmless from and against any loss, damage, cost, liability or expenses arising from copyright infringement or unauthorized usage.

By downloading any item(s) listed above, you acknowledge that you have read and understood the copyright undertaking as stated above, and agree to be bound by all of its terms.

Show simple item record

Please use this identifier to cite or link to this item: https://theses.lib.polyu.edu.hk/handle/200/14153