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dc.contributorDepartment of Electrical Engineeringen_US
dc.contributor.advisorGu, Weihua (EE)en_US
dc.contributor.advisorWang, Shuaian Hans (LMS)en_US
dc.creatorYang, Xiao-
dc.identifier.urihttps://theses.lib.polyu.edu.hk/handle/200/11821-
dc.languageEnglishen_US
dc.publisherHong Kong Polytechnic Universityen_US
dc.rightsAll rights reserveden_US
dc.titleAutonomous ship scheduling optimizationen_US
dcterms.abstractThe shipping industry has started to investigate and employ autonomous ships to overcome various problems that come along with the ever-increasing waterborne transport volumes, energy consumption, and seafarer shortage. This dissertation deals with two autonomous ship scheduling problems: an autonomous ship scheduling problem with a waterway bottleneck, and an autonomous vessel train scheduling problem in a hub-and-spoke network.en_US
dcterms.abstractFor the first problem, we develop a novel schedule optimization model for autonomous vessels passing a waterway bottleneck. The autonomous vessels are controlled by a central planner who enforces the optimal schedules. The model minimizes the vessel bunker cost and delay penalty at destinations by incorporating the realistic, nonlinear relationship between bunker consumption and sailing speed. The nonlinear model is linearized via two approximations. The first one linearizes the bunker consumption function using a piecewise linear lower bound, while the second does so by discretizing the time. Numerical experiments show that the discrete-time approximation model produces better solutions with lower computational costs than the continuous-time, piecewise-linear approximation, especially for large-scale problems. Numerical case studies are conducted for a real-world waterway bottleneck, the Three Gorges Dam lock. Results reveal how the optimal cost components and autonomous vessels' schedules and delays are affected by key operating parameters, including the fuel prices, delay penalty rates, and the tightness of sailing time windows. Comparison against two simpler benchmark scheduling strategies (one with no vessel coordination and the other adopting a naïve coordination) manifests the sizeable benefit of optimal autonomous vessel scheduling.en_US
dcterms.abstractBefore resolving the technological difficulties required for a full automation, autonomous vessel train is a promising transitional solution to autonomous ship operations. A vessel train features a conventional, manned leader ship that pilots several autonomous ships (the followers) from their origin ports to destination ports. Present autonomous ships are small-sized and thus suitable for serving as feeders in a regional hub-and-spoke waterway network. We develop novel models for jointly optimizing the autonomous vessel assignment to the vessel trains, and the sequence of ports of call and the schedule of each vessel train in a hub-and-spoke network. Two mixed-integer programming models are developed, one for the freight distribution problem and the other for the vessel backhaul problem. Solutions to these models capture the optimal tradeoff between the added detour and delay costs of vessel trains and the lower sailing cost of autonomous ships. Numerical case studies are carried out for a real-world short-sea shipping network around the Bohai Bay of China. Results reveal sizeable cost savings of vessel train operations as compared to using conventional ships only. Sensitivity analyses are performed to unveil how the benefit of vessel trains is affected by key operating factors, e.g., the numbers of conventional and autonomous ships, the ratio between their costs, the maximum vessel train length, and the network topology. This study can be viewed as a first step toward real implementations of the economically competitive and environmentally friendly autonomous freight ships via vessel trains.en_US
dcterms.extentxi, 98 pages : color illustrationsen_US
dcterms.isPartOfPolyU Electronic Thesesen_US
dcterms.issued2022en_US
dcterms.educationalLevelPh.D.en_US
dcterms.educationalLevelAll Doctorateen_US
dcterms.LCSHScheduling -- Data processingen_US
dcterms.LCSHShipping -- Data processingen_US
dcterms.LCSHMathematical optimizationen_US
dcterms.LCSHHong Kong Polytechnic University -- Dissertationsen_US
dcterms.accessRightsopen accessen_US

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Please use this identifier to cite or link to this item: https://theses.lib.polyu.edu.hk/handle/200/11821